Catalog record · Compliance & Regulatory
Stage as of Nov 7, 2019 · historical report, not live reconfirmation.
Nasdaq U.S. market surveillance pattern detection
Primary workflow source. A named organization's workflow supported by a reviewed primary source. Stage is reported separately; this label does not establish measured outcomes or independent validation.
Last researched Oct 26, 2026. Source access and reported stage are recorded below; deployment evidence does not establish ROI.
What the research supports
Uses AI and transfer learning to improve market-abuse alert review.
- Reported stage
- Production
- Technology
- Machine Learning
- Business function
- Middle Office
- Impact (legacy label)
- Not labeled
- Catalog date · unconfirmed
- Not reported
- Imported
- Oct 29, 2026
- Last researched
- Oct 26, 2026
Measures & evidence
No quantified measure recorded. This is a gap in the evidence, not a finding of no value.
Documented vendor relationships
No vendor relationship has been linked to this specific workflow in the curated overlay. This does not mean it was built without vendors.
See the company’s documented relationshipsDeployment evidence & limits
Issuer explicitly announced successful go-live on its stock market. Status as of 2019-11-07.
Stage is as reported in the cited evidence. Current operating status has not been independently reconfirmed; the research date is an editorial review date.
Historical go-live evidence; not a claim that every customer uses identical AI.
Source register
- Nasdaq Launches Artificial Intelligence for Surveillance Patterns on U.S. Stock Marketglobenewswire.com · opens in a new tab
Nasdaq via GlobeNewswire · issuer · full-text · Published 2019-11-07
Research lanes: capital_markets · Batch global-discovery-2026-10-26. Coverage and remaining gaps